AD Capital Group is focused on wealth management services targeting retail, wholesale and corporate advisory clients in the Australian financial services market. AD Capital Group comprises AD Securities and AD Financial Services covering a broad range of financial services.

AD Financial Services 

AD Financial Services is a dealer group that was formed to fill the gap between the institutionally owned dealer groups and the boutique dealer groups that emerged following implementation of the Future of Financial Advice (FOFA) regime. The business model was designed to enable authorised representatives to still work for a dealer group that was independent without having to take on their own risk through acquiring their own financial services license. The Group has an Authorised Representative base of approximately 50 with a strong footprint in Queensland, New South Wales and Victoria. AD Financial Services has invested in the underlying infrastructure, and will look to expand by acquiring private dealer groups:

  • With little exposure to financial debt or existing issues

  • That are profitable

  • Where the group could help make a positive impact through acquisition

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AD Research

A leading provider of independent investment consulting services. Offering comprehensive customised solutions to a broad range of institutional investors such as superannuation funds, insurers, local authorities, government agencies, universities, foundations, not-for-profit organisations and firms that service the wealth management sector. 

The range of services and advice available includes:

  • Setting investment strategy and objectives.

  • Evaluate risks and set the optimum asset allocation.

  • Research, model and monitor, the right blend of managers.

  • Structure and stress test investment portfolios

  • Implement “tilts” as necessary.

  • Comply with relevant legislation.

  • Continually evaluate risks, asset allocation, investments and managers.

  • Provide meaningful reports to clients.

  • Advice on asset transition management services.